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Designed by Compliance, for Compliance

Designed by Compliance, for ComplianceDesigned by Compliance, for ComplianceDesigned by Compliance, for Compliance

Automate | Organize | Take Control

Get Quote

Designed by Compliance, for Compliance

Designed by Compliance, for ComplianceDesigned by Compliance, for ComplianceDesigned by Compliance, for Compliance

Automate | Organize | Take Control

Get Quote

MODERNIZED PROCESS

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COMMAND CENTER

  • Dashboard organizes & provides a clear overview of the firm’s pending items, items for review or escalation, items to report, and items due.
  • Detailed reports, as well as built in workflows & actions, facilitating the tasks at hand.

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PAPERLESS

  • Paperless submission of required forms, receipts, documents, and supporting documentation.
  • Accessible via computer or mobile devices.
  • Digital signatures for submissions and reviews.
  • Comprehensive reports for oversight, routine reviews, or audits.
  • All reports offer robust filters, and can be exported in any format needed.

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AUTOMATION

  • AutoPopulate Compliance Database
  • Properly title, organize, and file into firm’s secure & trusted cloud based folder.
  • Emails sent for instructions, reminders, and approvals, automatically or at the press of a simple button

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