MODERNIZED PROCESS
COMMAND CENTER
- Dashboard organizes & provides a clear overview of the firm’s pending items, items for review or escalation, items to report, and items due.
- Detailed reports, as well as built in workflows & actions, facilitating the tasks at hand.
PAPERLESS
- Paperless submission of required forms, receipts, documents, and supporting documentation.
- Accessible via computer or mobile devices.
- Digital signatures for submissions and reviews.
- Comprehensive reports for oversight, routine reviews, or audits.
- All reports offer robust filters, and can be exported in any format needed.
AUTOMATION
- AutoPopulate Compliance Database
- Properly title, organize, and file into firm’s secure & trusted cloud based folder.
- Emails sent for instructions, reminders, and approvals, automatically or at the press of a simple button